Advisors

FINANCIAL ADVISORS AND WEALTH MANAGERS

Our aim is to make tax-efficient investment in private companies much easier for you and your clients. We’re committed to working with you to enhance your client relationships and we aim to deliver innovation and value that investors will not find elsewhere. We can help those of your clients with sufficient investment and entrepreneurial experience to invest directly in high-quality companies by joining the Rockpool Network, while other clients can access the same companies by taking advantage of our innovative Portfolio Services.
Our focus is on HMRC-approved tax-efficient schemes, including the Enterprise Investment Scheme, Business Property Relief from Inheritance Tax and Business Investment Relief for remittance-based taxpayers. Investments can also be made through SIPPs and other investment vehicles. We aim to deliver exceptional clarity of reporting to our investors and their advisors, including a single view of all your clients’ portfolio information. Rockpool operates to high standards of compliance. Rockpool is a MiFID BIPRU 50k firm, able to do business with retail clients. All investors must qualify as high net worth or sophisticated investors.

COMPLIANCE

Advisors can be sure that Rockpool is operating to high standards of compliance. All investors must qualify as high net worth and/or sophisticated investors. In relation to our portfolio services, we intend to operate under a wide-ranging FSA authorisation as a MiFID BIPRU 50k firm, enabling us to manage investments and to do business with retail clients.